1. Legal principles. Administrative supervision of social insurance funds is a form of government management of social insurance funds on the basis of laws and regulations. The law gives regulatory agencies legal status, authority and responsibilities. Supervisory agencies must independently exercise administrative supervision powers in accordance with laws and regulations, without interference from other departments and individuals, to ensure the seriousness, coercion, authority and effectiveness of supervision.
2. Safety principles. Through supervision
supervisory agencies protect national interests, maintain the safe and sound operation of funds, ensure the legitimate rights and interests of insurance participants, prevent abuse of power for personal gain, illegal operations, and avoid fund losses and resulting difficulties in the payment of social insurance funds.
3. Principle of justice. Supervisory agencies should seek truth from facts, perform their supervisory functions fairly, be based on objective facts, use laws and regulations as criteria, and comprehensively use administrative, economic and legal means to supervise and inspect the fund management activities of handling agencies and related institutions. In accordance with the principle of openness, supervisory agencies should improve the transparency of law enforcement and make unified regulations on the subjects, objects, purposes, means and procedures of supervision, so that those under supervision can fully understand their rights, obligations, responsibilities and obligations, and consciously manage funds in accordance with regulations and policies.
4. The principle of independence. The supervisory authority remains independent of the management and operational activities and responsibilities it inspects. Relevant inspectors will not participate in the management and operation activities of relevant institutions. If they have interests or family relationships, they should avoid them.
5. Principle of caution. Supervisory agencies should reasonably set relevant supervision indicators in accordance with the three major principles of fund liquidity, safety, and efficiency, conduct evaluations and predictions, control risks to the maximum extent, and promote self-restraint of fund operation behaviors by management and operating agencies. Supervisory agencies must conduct careful supervision, make careful conclusions and decisions, achieve appropriate leniency and severity, and create a good supervisory and management environment.
6. Scientific principles. Fund supervision is a management science that is constantly developing and improving. Based on a strong administrative supervision system, the supervision agency establishes a strict and appropriate supervision regulatory system and a scientific and standardized supervision indicator system, and uses advanced computer technology to continuously improve the quality and efficiency of supervision.